A holding company comprised of the following:

Associated Securities Corp. (ASC)

A registered broker/dealer and Registered Investment Advisor offering a full range of securities and investment products. Associated Securities Corp. is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investors Protection Corporation (SIPC).

Associated Planners Investment Advisory, Inc. (APIA)

A Registered Investment Advisor that enables Associated Advisors who have obtained the necessary APIA and client approval to assume investment discretion with equity trading, sophisticated modeling, and financial planning.