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Join Associated Securities > Qualifications

Considerations to Associate
• $250,000 annual GDC to be a stand alone producing representative
• $100,000 annual GDC to join under an existing Associated Branch Office
• Five years industry experience
• Associated Securities primarily seeks experienced representatives with Series 7 and 24 licenses, as well as those with Series 65/66 registrations that enable them to do fee-based business. We will also consider those who are currently working to attain these licenses, as well as those with qualifying professional designations such as CFP®, ChFC, PFS, CIC and CFA
• Clean and suitable compliance record

Independent Contractor
All Associated Advisors are independent contractors. Their businesses and their clients belong to them, not to the firm. As a result, Advisors may set up their own benefit plans or use one of the firm's qualified plans.