Associated Securities Corp. is committed to helping our Advisors expand and enhance their businesses. We continually strive to provide the personal, customized services elite advisors need to profitably and efficiently serve their target markets.

Associated Securities Corp. realizes that transferring to a new broker/dealer is a critically important decision for a financial professional. That is why the Associated Securities Business Development Team begins by providing prospective advisors all the information they need to determine if Associated Securities is the business partner best-suited to their business needs and objectives.

For those advisors who join Associated Securities, the dedicated Associated Securities Transition Team customizes a realistic and effective transition plan and then works diligently to facilitate every aspect of the transfer. The Transition Team helps prepare and assist in completing all the necessary paperwork-e.g., ACAT transfers, new account forms, bulk transfer forms; orders business cards and stationery; and notifies insurance companies of broker/dealer appointments or changes. Their goal is to make the transition transparent to clients and provide the tools and training an independent practice needs to succeed.